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Principal Component Analysis and Support Vector Machine on Ice Entrainment Through a Sluice Gate
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  • Naisheng Liang,
  • Youcai Tuo,
  • Yun Deng,
  • Tianfu He
Naisheng Liang
Sichuan University
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Youcai Tuo
Sichuan University

Corresponding Author:[email protected]

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Yun Deng
Sichuan University
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Tianfu He
Sichuan University
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Abstract

The entrainment and accumulation of ice floes in front of the sluice gates are closely related to the water transport efficiency and safe operation of the channel during an ice period. A flume study is carried out for a sluice gate with free outflow. A framework of stacking ensemble models is used to analyze the data, which consists of a two-level structure including the principal component analysis (PCA) and the support vector machine (SVM) algorithms. Based on the mechanism of ice floe accumulation, ten input characteristics of the machine learning (ML) model are selected. The PCA method is used to eliminate redundant information. The first principal component, with a contribution rate of 71.76%, and the second principal component, with a contribution of rate 15.64%, are extracted as the inputs of the SVM model, and the state of the floating ice in front of the gate is used to determine the classification labels. The 5-fold cross-validation method is used to train the model. The training results showed that the Gaussian radial basis functions (RBF) were the optimal kernel function. The performance of the developed model is measured using area under curve (AUC), accuracy (Acc) and F1-score (F1) values as statistical indicators. The results showed that the established PCA-SVM model improves the Bernoulli naive Bayes (Bernoulli NB) classifier and K-nearest neighbors’ algorithm (KNN) models. It increasing the AUC value by 11% and 5%, the Acc value by 16% and 17%, and the F1 value by 17% and 2%, respectively.