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resonance~\cite{Andrade_2007}. The method is suited for linear and
non-linear response; higher-order Sternheimer equations can be
obtained for higher-order variations. For second-order response,
however, we can apply the
\(2n\,+\,1\) \(2N\,+\,1\) theorem (also known as Wigner's
\(2n\,+\,1\) \(2N\,+\,1\) rule)~\cite{Gonze_1989,Corso_1996} to get the
coefficients directly from first-order response variations.
In the Sternheimer formalism we consider the response to
monochromatic perturbative field \(\lambda
\delta{V}(\vec{r})\cos\left(\omega{t}\right)\). This perturbation induces a variation in the time-dependent Kohn-Sham orbitals, that we denote
$\delta\varphi_{k}(\vec $\delta\varphi_{n}(\vec r, \omega)$. These variations allows to calculate response quantities like the frequency-dependent polarization.
In order to calculate the variations of the orbitals we need to solve a linear equation that only depends on the occupied orbitals (atomic units are used throughout)
%\begin{multline}
\begin{equation}
\label{eq:sternheimer}
\left\{H -
\epsilon_k\pm\omega \epsilon_n\pm\omega +
\mathrm{i}\eta\right\}\delta\varphi_{k}(\vec \mathrm{i}\eta\right\}\delta\varphi_{n}(\vec r, \pm\omega) =
\\ -\mathrm{P}_c\,\delta{H}(\pm\omega)
\varphi_k(\vec \varphi_n(\vec r)
\,,
\end{equation}
%
...
\begin{equation}
\label{eq:varrho}
\delta{n}(\vec r, \omega) = \sum_k^{\rm occ.} \Big\{
\left[\varphi_k(\vec{r})\right]^*\delta\varphi_{k}(\vec \left[\varphi_n(\vec{r})\right]^*\delta\varphi_{n}(\vec r, \omega)\\
+
\left[\delta\varphi_{k}(\vec \left[\delta\varphi_{n}(\vec r,
-\omega)\right]^*\varphi_k(\vec{r}) -\omega)\right]^*\varphi_n(\vec{r})
\Big\}\ ,
\end{equation}
%\end{multline}
...
correct position of the poles of the causal response function, and,
consequently obtain the imaginary part of the
po\-la\-ri\-za\-bi\-li\-ty and remove the divergences of
the equation for resonant frequencies. In the usual implementation of DFTP, $P_c = 1 - \sum^{\rm occ}_k \left|
\varphi_k \varphi_n \right> \left<
\varphi_k \varphi_n \right|$ which effectively removes the components of
\(\delta\varphi_{k}(\vec \(\delta\varphi_{n}(\vec r, \pm\omega)\) in the
subspace of the occupied ground-state wave-functions. In linear
response, these components do not contribute to the variation of the
density.
We have found that it is not strictly necessary to project out the occupied subspace,
the crucial part is simply to remove the
projection of $\delta
\varphi_k$ \varphi_n$ on
$\varphi_k$ $\varphi_n$ (and any other states degenerate with it),
which is not physically meaningful and arises from a phase convention. To fix the phase, it is
sufficient to apply a minimal projector
$P_k = 1 - \sum_l^{\epsilon_l =
\epsilon_k} \epsilon_n} \left| \varphi_l \right> \left< \varphi_l \right|$.
We optionally use this approach to obtain the entire response wavefunction, not just the projection in the
unoccupied subspace, which is needed for obtaining effective masses. While the full projection can become time-consuming
for large systems, it saves time overall since it increases the condition number of the matrix for the linear solver,
...
We can solve for linear response to various different perturbations. The most straight-forward case is the response to an electric field \(\mathcal{E}_i\) in finite systems, where the perturbation is \(\delta V = r_i\) . In this case the polarizability as
%
\begin{align}
\alpha_{ij} \left( \omega \right) = -
\sum_k f_k \sum_n f_n \left[ \left<
\varphi_k \varphi_n \left| r_i \right| \frac{\partial
\varphi_k}{\partial \varphi_n}{\partial \mathcal{E}_{j, \omega}} \right> + \left< \frac{\partial
\varphi_k}{\partial \varphi_n}{\partial \mathcal{E}_{j, -\omega}} \left| r_i \right|
\varphi_k \varphi_n \right> \right] \label{eq:sternheimer_polarizability}\ .
\end{align}
%
The calculations of the polarizability yield optical response properties~\cite{Andrade_2007,Vila_2010} and, for imaginary frequencies, van der Waals coefficients~\cite{Botti_2008}.