Abstract
The role of hydropower as a renewable and balancing power source is expected to significantly increase in a Net Zero Emissions by 2050 scenario. As a common phenomenon in hydropower plants, hydropeaking will become more prominent, resulting in additional stresses on the ecological status of rivers. Here we propose a novel approach to design and operate auxiliary reservoirs called re-regulation reservoirs that aims to mitigate the adverse impacts of hydropeaking on rivers. A re-regulation reservoir aims at smoothing flow fluctuations caused by hydropeaking by diverting and retaining parts of high flows and returning them back to river corridors during low flows. The regulatory performance of re-regulation reservoirs is a function of its geometry and volume availability. It is defined (and optimized) by restricting various flow components thresholds. Using actual data from a hydropeaking-influenced river system, the operation and efficiency of potential re-regulation reservoir have been investigated by employing a range of thresholds for hydropeaking mitigation. A methodology and an open-access algorithm to operate re-regulation reservoirs, by establishing a hierarchy of conditions to restrict peak flow, minimum flow, up-ramping rates, and down-ramping rates was developed. Our calculations show clear theoretical possibilities for regulating hydropeaking with re-regulation reservoirs, while offering several advantages, including greater flexibility and adaptability to changing environmental conditions, power, and water demand without increasing the operational cost of power systems.
Introduction
Hydropower is one of the largest renewable electricity sources in the European Union (EU), accounting for 36% of renewable electricity and 10% of gross electricity production as of 2018 (Alsaleh et al., 2023). These figures are expected to grow as the European Commission has proposed a European Green Deal to make Europe climate-neutral by 2050. As a result, with hydropower being a flexible power source, its role in balancing and stabilizing the power market will grow (Ashraf et al., 2018). However, hydropower’s flexibility causes sudden variations in sub-daily flows in rivers, i.e., hydropeaking, defined as an artificial river flow regime caused by the cyclical release of water. This is due to the rapid switching between increasing and decreasing power generation in hydropower plants (HPP), in response to the power market fluctuations (Bieri et al., 2014). Manipulating the power demand may indirectly alter flow conditions and intensify hydropeaking regimes in rivers (Ashraf et al., 2022). In turn, artificial flow fluctuations induced by human activities are considered a primary threat to aquatic ecology (Bunn et al., 2002). Altering natural flow conditions can result in ecological stresses as they are widely recognized as significant drivers of ecological sustainability of rivers along with their associated floodplains (Poff et al., 1997).
Hydropeaking leads to a high flow pattern variability significantly impacting river ecosystems (Meile et al., 2011). On a temporal scale, variations in flow patterns driven by hydropeaking are significantly more prominent than other forms of flow variations, such as seasonal flow changes or daily flow fluctuations (Bejarano et al., 2018). Furthermore, the magnitude of hydropeaking releases can be much larger than those of natural flows, leading to significant changes in water depth and velocity (Shen et al., 2010). Aiming at mitigating the adverse impacts of hydropeaking, governing authorities usually impose environmental constraints on HPPs operations, such as setting minimum environmental flows and limits on flow change rates. It has been demonstrated that implementing such environmental constraints can effectively mitigate sub-daily flow fluctuations (Olivares et al., 2021). However, these constraints will result in economic losses for HPPs (Pérez-Díaz et al., 2010; Guisández et al., 2016). Alternatively, the introduction of a re-regulation reservoir (RRR) can mitigate the loss of operational flexibility caused by environmental constraints. This strategic measure enhances the plant’s operational flexibility while simultaneously mitigating economic losses arising from operational constraints (Pérez-Díaz et al., 2010).
Bieri et al. (2014) conducted a study on RRRs in the upper Aare River basin, Switzerland, focusing on mitigating rapid flow changes, specifically ramping rates, rather than altering peak discharge or off-peak discharge. The study examined four RRR volumes (50,000; 60,000; 80,000; 100,000 m3) and demonstrated significant reductions in flow ramping rates compared to existing values or future projected rates. Similarly, Tonnolla et al. (2017) utilized ecological indicators to evaluate the same retention volumes at the Innertkirchen HPP. The results revealed that volumes of 80,000 m3and 100,000 m3 led to the most significant ecological improvement. On the other hand, Anindito et al. (2019) studied the cost-effectiveness of re-regulation reservoirs (RRRs) in addressing ecological impacts from sub-daily hydropeaking. They evaluated the techno-economic performance of a 360,000 m3 RRR to mitigate hydrological alterations caused by HPPs. The study explored different investment costs for RRR and provided comprehensive recommendations for profitability. Popa et al. (2019) conducted a qualitative analysis on the feasibility of constructing a RRR downstream of the Golesti HPP. The study aimed to release water, with or without smoothed fluctuations, through a small HPP to generate green electricity, while minimizing adverse effects on the riverbed and downstream ecosystem. However, the study did not address ecological and hydrological concerns associated with this approach. Olivares et al. (2021) assessed the impact of small RRRs situated downstream of HPPs, with a focus on the tradeoffs between flow flashiness (ramp rate) and power system costs. Using a system-wide cost-minimization model, the study revealed that small RRRs successfully mitigate ramping rates while minimizing the cost increase caused by operational constraints. In a recent study, Reindl et al. (2023) examined on a hydropeaking diversion HPP at the Swiss/Austrian border. The analysis supported the use of a reservoir with a volume of 300,000 m3, which was deemed optimal for the site. Larger retention basins (>1,000,000 m3) theoretically could provide superior effects, but land availability constraints rendered their construction infeasible (Reindl et al., 2023). Most of the prior research has predominantly examined RRRs from ecological or economic perspectives for specific localities. Studies incorporating hydrological aspects often centered on ramping rates (flow flashiness, rate of flow change, etc.) neglecting the consideration of flow magnitude and were limited by land availability (RRR volume) or economic constraints. In contrast, our study exclusively concentrates on the theoretical design of RRRs from a hydrological standpoint, encompassing both flow magnitude and ramping rates as essential factors for analysis. The objectives of this study are to; 1) Design a model to determine the required volume of the RRR to shave the peak flow, increase minimum flow, and limit ramping rates. 2) Examine the potential of deploying RRR downstream of HPPs by utilizing the model developed in this study; 3) Validate the model and optimize its applicability towards a re-regulation strategy for RRR operation. To the best of our knowledge, this is the first study that attempts to develop a model exclusively focused on the design of RRRs from a hydrological standpoint.
Materials and Methods
To address the key research objectives of this study, a mixed type of methodological approach was employed. The first and second parts consist of a desk review of published literature in peer reviewed journals, periodicals, proceedings, and book chapters on the concept of RRRs with a snapshot of main mechanisms involved in their operation. The desk review also covered policies, regulations, and standards of ecological criteria of RRR operation. The third part provides a comprehensive description of the development of a model-based design of RRRs.
Re-regulation Reservoir (RRR) Conceptual Approach
A RRR stores a portion or the entirety of excess flow of a river regime and releases it back at an adequate rate to smooth out any sub-daily alterations in the regime (Figure 1). Figure 1.a. is a schematic that visually illustrates the operation of the RRR. The main idea of the RRR is to restore the regulated river regime back as much as possible to its natural regime. This could be achieved by storing the excess flow (red phase in Fig. 1) from the HPP during up-ramping events (i.e., starting or increasing the turbine power production), to be released later during down-ramping events, i.e., stopping or decreasing the turbine power production (blue phase, Fig. 1), through two automated gates that regulate the flow into and out of the reservoir. These gates are controlled by a re-regulation algorithm developed in this study, which determines the appropriate timing to open the inlet and outlet gates. Under ideal circumstances, a RRR can potentially fully restore a river regime to its natural state and ensure a continuous minimum flow to accommodate ecological requirements of watercourses. However, this might require a large RRR volume which might not always be feasible due to economic or land availability constraints. As such, when the RRR volume is limited, it should be operated to achieve the priority objectives and then fulfill the secondary objectives whenever possible. A simplified hydrograph of a natural river regime versus a regulated river regime at a sub-daily scale is displayed in Figure 1.b. The hydrograph demonstrates excess water occurrence that could be stored in RRRs (i.e., red), and potential flow release back into the river (i.e., blue).